“A true page-turner . . . [Helen] Zia has proven once again that history is something that happens to real people.”—New York Times bestselling author Lisa See
Shanghai has historically been China’s jewel, its richest, most modern and westernized city. The bustling metropolis was home to sophisticated intellectuals, entrepreneurs, and a thriving middle class when Mao’s proletarian revolution emerged victorious from the long civil war. Terrified of the horrors the Communists would wreak upon their lives, citizens of Shanghai who could afford to fled in every direction. Seventy years later, members of the last generation to fully recall this massive exodus have revealed their stories to Chinese American journalist Helen Zia, who interviewed hundreds of exiles about their journey through one of the most tumultuous events of the twentieth century. From these moving accounts, Zia weaves together the stories of four young Shanghai residents who wrestled with the decision to abandon everything for an uncertain life as refugees in Hong Kong, Taiwan, and the United States.
Benny, who as a teenager became the unwilling heir to his father’s dark wartime legacy, must decide either to escape to Hong Kong or navigate the intricacies of a newly Communist China. The resolute Annuo, forced to flee her home with her father, a defeated Nationalist official, becomes an unwelcome exile in Taiwan. The financially strapped Ho fights deportation from the U.S. in order to continue his studies while his family struggles at home. And Bing, given away by her poor parents, faces the prospect of a new life among strangers in America. The lives of these men and women are marvelously portrayed, revealing the dignity and triumph of personal survival.
Herself the daughter of immigrants from China, Zia is uniquely equipped to explain how crises like the Shanghai transition affect children and their families, students and their futures, and, ultimately, the way we see ourselves and those around us. Last Boat Out of Shanghai brings a poignant personal angle to the experiences of refugees then and, by extension, today.
“Zia’s portraits are compassionate and heartbreaking, and they are, ultimately, the universal story of many families who leave their homeland as refugees and find less-than-welcoming circumstances on the other side.”—Amy Tan, author of The Joy Luck Club
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Read an Excerpt
Shanghai, August 14, 1937
Racing north on the treelined French concession side of Avenue Haig, a nimble boy weaved his way around the sidewalk’s throngs, dodging ahead of basket-laden shoppers and old men out for an afternoon stroll. He barely glanced at the hawkers with their motley goods spread out on the pavement or the threadbare beggars cross-legged on the hard ground, their bony hands extended to passersby for some pity and a coin.
With his unruly black hair, his knee socks bunched at the ankles, and the tail of his white shirt climbing out of his short pants, there was still no mistaking this child for a street urchin making off with something pilfered. Benny Pan was lithe and strong, his skin fair and his cheeks ruddy with a healthy glow. More telling was his open, confident manner, his eyes wide without a trace of guile. He could have been any child of the city’s sizable middle class of professionals and service workers who tended to the giant metropolis. He might have even been a scion of Shanghai’s bourgeoisie, the newly rich Chinese capitalists who had taken over the sectors of industry and commerce not already controlled by the foreigners. Or, most exclusive of all, his family could have been compradors, the Chinese who served as trusted go-betweens for the rich and powerful foreign taipans, the European and American empire builders whose vast wealth derived from the opium trade. In return for being their agents, the compradors were richly rewarded with the money and access to power that were held only by the foreigners in treaty port cities like Shanghai, concessions established after China failed in its effort to halt the opium traffic.
For this privileged child of Shanghai, the broad expanse of Avenue Haig was a playground. Its wide, curving lanes formed the western border of the French Concession, where he lived. He could ride his bike northward on the avenue into the British-run International Settlement to the elite American missionary institutions: McTyeire School, St. John’s University, and St. Mary’s Hall; his parents had attended the latter two and expected him to study at St. John’s one day. A mile to the south was St. Ignatius Cathedral and its towering spires.
Benny had explored all points of interest on the east side of Avenue Haig. He was forbidden, however, to cross to the west side of that border street, an area of contested jurisdiction. Shanghai’s foreign settlements stood as virtual islands inside China’s sovereign territory, allowed to rule themselves with foreign laws—an arrangement forced upon China by the British and Americans after their “gunboat diplomacy” defeated the Qing dynasty emperor in the Opium Wars of the mid-1800s. Though the boundaries of the foreign-ruled enclaves were clearly delimited by treaty, over the years the British had continued to push out roads, country estates, luxurious villas, schools, country clubs, hunting grounds, and a racetrack beyond the border and into the “extra-boundary” or “extra-settlement” areas, all against China’s objections. In this zone of ambiguous jurisdiction, gambling houses, opium dens, brothels, and gangsters also flourished, just out of reach of British or French police. The area was so lawless and dangerous that it was known to locals as the Badlands. Benny’s father forbade the boy to cross Avenue Haig into the crime-ridden Badlands.
On rare occasions, Benny accompanied his father, an accountant and officer in the police auxiliary, into those nether reaches. At such times Benny saw for himself the stark conditions of the Chinese sections: dilapidated shacks and squalid tenements reeking of raw sewage and general decay, overcrowded with people in tattered clothing who navigated the unpaved lanes in rope sandals or bare feet. These were the city’s laboring people, who toiled in the factories and carried the backbreaking loads, pulling the rickshaws, carts, and pedicabs. But at least they had roofs over their heads, his father would note, unlike the homeless beggars and refugees forced to sleep in any vacant patch they could find. Boys like Benny could be kidnapped for ransom—or worse—in those dangerous areas, his parents sternly cautioned.
They needn’t have worried, for Benny was not the sort to defy his parents’ wishes. He found plenty to keep himself occupied in his neighborhood on the east side of Avenue Haig, where the extremes of Shanghai society collided in curious ways. With two hospitals nearby, afflicted and frightening-looking unfortunates lingered on the sidewalks each day, hoping to be treated before they expired. None of that was shocking to Benny. After all, his amah had taught him from the moment he could walk, “If you see a dead body on the street, just go the other way.” That was a simple rule of self-preservation in this unforgiving metropolis where abject misery coexisted with unabashed opulence.
On this day, Benny noticed something different in the usual assemblage of deformity and disease lined up at one of the hospitals. Several people had fresh wounds to their heads and faces or bloodied rags wrapped around twisted or missing limbs. Startled, he realized they might be casualties from the battle with Japan that had begun the day before on the north side of the city in Zhabei, a Chinese section. At any other time, his curiosity might have slowed him for a better look. But he was in too much of a rush to get home: He had to tell his mother what he had just seen in the sky.
As Benny approached a busy intersection, a tall, bearded police officer standing in a kiosk above the street raised his baton, forcing the boy and the traffic to an abrupt halt. “Phooey,” he declared in the American accent that he had learned at school. The swarthy, bearded cop wore a standard-issue khaki police uniform—topped by a telltale red turban. He was a Sikh, one of a few hundred warriors that the British brought from their India colony to be cops in Shanghai. Hong du ah sei—red-hatted monkey—was the disparaging name that local Shanghainese gave these fierce Sikhs.
Near Benny, some pedicab drivers and their well-dressed foreign passengers pulled to a stop. The sick and infirm nearest the foreigners thrust their hands out for alms. One was a boy about his own age with no legs, only stumps, while an old woman had just one eye. Benny knew instantly that the foreigners must be longtimers in Shanghai since no one flinched or displayed even the slightest dismay at the appalling humanity beside them.
When the red-hatted traffic cop finally waved them on, Benny spied a fox pelt on the shoulders of one of the yellow-haired women. Its glass-eyed head bounced with each lurch of the pedicab before disappearing through the gates of the German country club off Avenue Haig. As the little fox head bobbled out of sight, Benny’s eye caught something else: a red band adorned with a black swastika on the arm of a pale-faced foreigner in one of the pedicabs. He recognized the symbol from the flags that were cropping up with greater frequency on the German buildings in his neighborhood. To the boy, it was just another foreign curiosity in his international city.
Soon he reached the gate leading to his neighborhood, the Dasheng lilong, a Shanghai-style enclosed residential complex that was popular with both foreigners and well-to-do Chinese. Just outside the gate, the proprietor of his favorite bookstall called out to him: “Benny, come have a look!” The boy raised an arm in greeting without pausing for his customary scan of the latest magazines and comic books. Turning, he nearly slammed into an old man whose heavy baskets of neatly stacked bitter melons dangled from the pole that he balanced on one shoulder.
“Damn you, little devil,” he snarled.
By then Benny had already mumbled, “Excuse me” as he passed by the heavy iron gate and dozing watchman into the narrow lanes of his lilong. He stopped only after reaching the thick green door of a three-story building attached to its neighbors on each side.
Once inside the mosaic-tiled vestibule, he shouted: “Mother! Amah! The Japanese are coming!”
“Young Master, be quiet or you’ll wake Little Brother and Little Sister!” his amah scolded.
A slender woman appeared from behind a polished wood-paneled door. Her movement was so graceful that the air seemed undisturbed by her approach. As usual, she looked impeccable in a stylish qipao dress, with her hair knotted in a neat chignon. “Long-Long, what are you so excited about?” she asked with a puzzled look. She addressed the boy by his nickname, Little Dragon, chosen because he was born in 1928, during the Year of the Dragon, the most powerful creature of the Chinese zodiac.
“I saw them, Mother. I saw the planes! The Japanese planes are flying to the Waitan!” he shouted, referring to the famous Bund by its Chinese name.
His mother gently brushed the hair from his face with her fingers. Before she could reply, an unmistakable boom shook the quiet of the house. “See, Mother? Let’s go look from the roof!” He was already dashing up the three flights of stairs, his mother not far behind. As they climbed, they could hear another loud boom in the distance. On the roof, they ducked under the drying laundry to reach the open patio where fragrant gardenias and peonies bloomed in large pots. Toward the east, plumes of black smoke rose above the cityscape near the tall Broadway Mansions, a clear landmark.
“The Japanese must be bombing Zhabei, just like on 1-2-8!” he ventured, using the colloquial shorthand for the date January 28, 1932, which was seared into the minds of schoolchildren and grown-ups alike because of the infamous Japanese attack on Shanghai that day, just five years earlier.
Throughout the country, Chinese were seething with outrage at Japan’s most recent aggressions. Their island neighbor had launched numerous “incidents”—as Tokyo euphemistically called their incursions on Chinese soil—each bolder than the last. In 1931 Japan had invaded Manchuria, with its rich coal and mineral reserves, in China’s northeast, locking in its control after installing a puppet government with Puyi, the deposed last emperor of China, to be the region’s figurehead ruler. Such puppets would become Japan’s model for occupation in China.
The Chinese Nationalist government had protested these incidents at the League of Nations to no avail. Just one month earlier, on July 7, 1937, Japan had staged another aggression—this time in Beijing at Lukouqiao, known to Westerners as the Marco Polo Bridge. Frustrated Chinese leaders had been calling on Generalissimo Chiang Kai-shek to respond decisively to Japan in a united front that included the Communists. But instead of confronting Japan, he seemed focused on eliminating the Reds. Only the year before, in 1936, one of Chiang’s own generals had precipitated a national crisis by kidnapping him, to force the generalissimo to stand up to Japan. Finally, after this latest provocation in Beijing, Chiang’s army was fighting back—with Shanghai as the battleground.
Just beyond the gates of his lilong, Benny could hear newspaper hawkers barking out the latest headlines each day. Usually, he paid them no mind, letting their voices blend into the din. But in recent weeks, more than three hundred thousand Nationalist soldiers had been mobilized to the countryside surrounding Shanghai. Young boys like Benny who lived in the protected foreign enclaves with little fear of attack were thrilled at the prospect of soldiers, weaponry, and the coming showdown.
This new battle for Shanghai had been launched only the day before, on Friday, August 13, 1937. The sound of distant artillery reverberated through the city. Could it be that Japan was mounting an air attack on Shanghai? That would explain the low-flying aircraft.
Five years earlier, many residents in the foreign concessions had watched from their rooftops as that previous battle with Japan had raged in the nearby Chinese sections. Mesmerized, they had oohed and aahed at the glowing cannon fire and ensuing infernos as though they were spectators at the races. This time would be no different—or so everyone thought. After all, the French consul still ruled the French Concession, and the British and Americans governed the International Settlement through the Shanghai Municipal Council. In addition to the British, Americans, and French, there were tens of thousands of foreigners from nearly every European country living in these two jurisdictions, as well as thousands of Japanese civilians. No one imagined that the Tokyo government would want to fight Britain or America or that it would risk killing off its own nationals living in Shanghai. That’s why Chinese from surrounding areas habitually ran to the foreign concessions in troubled times and why families like Benny’s who could afford to live anywhere chose to live among Shanghai’s many foreigners.
From their rooftop, Benny’s mother gazed out toward the billowing smoke and nearby landmarks. Her face turned pale. “Oh no, Long-Long! Those fires aren’t in Zhabei. They’re inside the International Settlement!”
Around them, other rooftop patios were filling with people, all straining for a glimpse. Someone shouted, “The Waitan has been bombed. Smoke is rising from the Cathay Hotel!” The pyramid-shaped copper roof of the ten-story hotel was the showpiece of Victor Sassoon, one of Shanghai’s most prominent Jewish businessmen. A stunned murmur of disbelief arose from the observers—the presumed shield over the foreign concessions had been shattered.
As they watched intently, another small plane appeared. A man with binoculars on a nearby building suddenly shouted, “Those planes have Chinese insignia on their sides—the blue, red, and white of the Republic of China! They’re our planes, not Japan’s!” The onlookers gasped as more bombs fell, their thunderous blasts reverberating in the air.
Just then the plane veered west toward Avenue Haig, and Long-Long’s mother pulled him from the roof. “Hurry. It’s not safe up here,” she said, dragging the boy inside as he wriggled for a better view.
Back downstairs, Benny ran from window to window to see if any soldiers were coming down the streets. With his mother and amah busy gathering up his sisters and brother, he slipped out the door. Beyond the quiet lanes of Dasheng lilong, fire trucks and police cars sped by, sirens wailing. People buzzed about, seeking news and sharing rumors. Some said that thousands of people had been killed near the British racecourse, in the heart of the International Settlement.
Suddenly a hand clamped on to his arm. Benny jumped. It was his amah. “Young Master, you must come home now. Your mother is talking on the telephone with your father. He will be very angry if a bomb kills you!”Amah had been with the family for so long that she had been his mother’s amah too. On another day, Benny might have dared her to catch him, but he sensed that this was not the time. Back inside their home, he could hear his mother talking on the phone in his father’s study.
“What? In the International Settlement on Tibet Road? Thousands of people killed near the Great World?” She paused, then asked, “How is Grandfather?”
Benny straightened as his mother spoke of his beloved grandfather, whose large mansion was on Tibet Road, not far from the Great World Entertainment Center. His grandfather sometimes took him there to wander through its funhouse mirrors, roller-skating rink, and multiple stories of curiosities and attractions. His mother disapproved, wary of the drunken sailors, beckoning women, and other unsavory characters who lingered there.
Table of Contents
A Note On Names xiii
Prologue: Shanghai, May 4, 1949 xv
Part 1 The Drumbeat of War
1 Benny; Age 9; Shanghai, August 14, 1937 3
2 Ho; Age 13; Shanghai, 1937 25
3 Bing; Age 8; Outside Suzhou, Late 1937 41
4 Annuo; Age 2; Shanghai, 1937 59
Part 2 Childhood Under Siege 75
5 Benny; Age 11; Shanghai, 1939 77
6 Bing; Age 10; Shanghai, Late 1939 94
7 Annuo; Age 6; Shanghai, 1941 106
8 Benny; Age 14; Shanghai, Autumn 1942 120
9 Bing; Age 13; Shanghai, 1942 129
10 Annuo; Age 8; Shanghai, 1943 141
11 Benny; Age 16; Shanghai, 1944 155
12 Ho; Age 21; Shanghai, 1945 164
13 Bing; Age 16; Suzhou, 1945 178
14 Ho; Age 23; Shanghai, 1947 189
Part 3 Exodus 195
15 Benny; Age 20; Shanghai, Late 1948 197
16 Annuo; Age 13; Hangzhou, Late I948 212
17 Bing; Age 19; Shanghai, Late Summer 1948 226
18 Ho; Age 23; Ann Arbor, June 1948 242
19 Benny; Age 21; Shanghai, May 1949 265
Part 4 War's Long Shadow 277
20 Ho; Age 25; New York, 1949 279
21 Annuo; Age 14; Taiwan, Early Spring 1949 293
22 Bing; Age 20; San Francisco, 1949 310
23 Doreen And Benny; Ages 19 And 22; Guangzhou And Nanjing, 1950 327
24 Annuo; Age 15; Taipei, 1950 342
25 Ho; Age 26; New York, 1950 351
26 Bing; Age 21; New York, 1950 362
27 Benny; Age 23; Nanjing, 1951 377
28 Doreen; Age 20; Hong Kong, 1951 387
29 Annabel Annuo; Age 22; Taipei, 1957 398
30 Benny; Age 29; Nanjing, 1957 405
Epilogue: New York, 1950s 414
Selected Bibliography 461
Photo Credits 477
Reading Group Guide
1. Helen Zia tells the story of the Shanghai exodus through the lives of four characters who left the city during the same period. Why do you think the author chose these four people out of the one hundred she interviewed?
2. Though the title of the book is Last Boat Out of Shanghai, the characters and families featured in the book left on different boats and sailed off to different destinations. Some even fled Shanghai by train or foot. Was there a literal “last boat,” or does the phrase have a more symbolic meaning?
3. Shanghai before the exodus is described as tumultuous, brutal, and corrupt. Do you feel there was one party, nation, or government that was to blame for the circumstances that led to so much upheaval and suffering? If so, which one, and why?
4. What parallels do you see between today’s global migration crisis and the mass exodus from Shanghai of seventy years ago? If you could go back in time to 1935 and change the course of events, what would you do? What can we do here and now in the U.S. to avoid repeating Shanghai’s history?
5. Did the book’s descriptions of the Chinatowns of New York and San Francisco in 1949 and the early 1950s alter how you think of today’s Chinatowns? Were you surprised to learn about the cultural differences among the different cities in China and the perceived distinctions among their inhabitants’ assertiveness and passivity, their dialects, foods, and customs?
6. The book’s four protagonists came from very different backgrounds and circumstances. Did you relate to any one of them in particular, and if so, why?
7. Last Boat Out of Shanghai features two girls, Bing and Annuo, and two boys, Benny and Ho. Did you notice differences along gender lines between the girls’ and boys’ and, later, the young men’s and women’s experiences? If so, do you think the similarities and/or differences by gender are particular to Chinese culture or do you see overlaps with other cultures during that time?
8. Bing’s story arc goes from her abandonment and servitude in young girlhood, to her essentially being sold in young adulthood, to her marriage and motherhood. What do you think happened to Bing after the story left off? Do you think the challenges of her formative years affected her adult life in the U.S.? If so, how?
9. Bing’s Elder Sister’s personality looms large throughout the story. How instrumental was she to Bing’s fate? Was Elder Sister a sympathetic character to you? Was she ruthless or merely pragmatic, given the dramatic circumstances? Do you know people in your own life with Elder Sister’s courage and initiative?
10. Three of the book’s main characters finally fled Shanghai, but one, Benny, stayed behind during the mass exodus. Given his eventual moral reckoning and spiritual transformation, how did his response to liberation compare to that of his sister, Diane; his mother; and his father?
11. What motivated Benny’s mother to leave her family and flee with the father’s staff? Do you feel empathy with her for choosing the path she did?
12. Why did Benny’s mother fight so hard to keep Benny’s sister, Diane, from escaping to Hong Kong? Were their clues to this aspect of Benny’s mother’s character earlier in the story?
13. Many of the book’s characters faced difficult choices. Why do you think Benny’s father stayed in his position at the infamous 76, a known hub for torture and brutality? Were his choices forced by the circumstances of war, or do you believe he was innately evil and greedy?
14. After leaving Shanghai, Ho focused first on his academic pursuits and on supporting his family, then on his intellectual and career development. Do you relate to his dual focus on family and education and does it strike you as a noble pursuit? Do you think it is particular to Chinese culture, or are family and education universal values?
15. Annuo’s father was domineering and psychologically abusive to her, but Annuo was able to escape him—not only physically, but emotionally—and went on to have a stable family life and successful career as a journalist in the U.S. How was Annuo’s life path fueled or hindered by her early profound challenges?
16. How do you think this book will be received in China today? Do you think it reflects well or poorly on the Communist Party? How might China’s reaction to the book affect current-day China-U.S. relations and tensions?
17. Why do you think Last Boat Out of Shanghai’s events, which affected millions of people, haven’t been covered in the history books? Are there other aspects of U.S. immigration and history that you think may have been forgotten or untold? Do you have an untold family history?
Most Helpful Customer Reviews
Interesting and Informative. Ms. Zia gives us a look at the turmoil inside Shanghai in some critical years seldom covered in US schools. She accomplishes this task by following four young people from the beginning of the Japanese occupation until the Communist victory. The characters are well developed and I found myself fearing for their safety and cheering their successes as the book progressed. I’d recommend it for anyone currently confused by 20th century Chinese history -- it will shed some light on Shanghai.
Fabulous story of China wars and it’s people and their hardships. Very enlightening story.
This book was riveting - I stayed up until 4 am to finish it. I knew some of this history, but never had it come so alive as through the stories of 4 individuals. This is an amazing non-fiction book. Kudos to Helen Zia for spending the twelve years to write it and tell the stories so beautifully. I am so thankful. I have purchased copies for many friends and relatives!
An extremely well written and well documented book//loved the photos included//truly held my interest throughout//you really get a sense of the peoples struggles in this historical timeframe and its effects in the world//